Job Description Summary:
The Global Enterprise Risk, Compliance and Security (ERCS) Testing Team is seeking a Testing Associate to support the Independent Testing Program (“Program”) within the Second Line of Defense (SLOD). This position will be primarily responsible for designing and executing testing engagements for AML/Sanctions Testing (“Testing”) for Asia Pacific (APAC). This Lead Tester will serve as a regulatory compliance testing specialist and will partner with Compliance Subject Matter Experts, other testing teams and non-Compliance teams to ensure that SLOD testing is being completed in an effective, efficient, and timely manner. This role requires a self-starter with the ability to operate independently and manage multiple competing priorities with difficult deadlines.
Primary Job Responsibilities:
Serve as the Compliance SLOD Subject Matter Expert/Point of Contact for AML/Sanctions Compliance Testing in APAC.
Design Testing scopes.
Conduct quality assurance reviews on Testing results prior to disclosure to SLOD leadership.
Assist with creating and maintaining regular reporting for Testing results.
Coordinate with SMEs to ensure Testing results are disseminated to the appropriate decision makers in a timely manner.
Support the team leadership in the management and execution of the Program.
Handle both proactive and reactive needs arising from additional oversight and manage corresponding take away items.
Must have a strong understanding of related regulatory requirements and testing design, management and execution.
Advanced analytical, cross-referencing and deductive reasoning skills.
Excellent project management organizational, communication, presentation and interpersonal skills.
Skill in focusing on desired results, determining what is important and urgent, clarifying next steps, and delegating effectively to meet deadlines and achieve desired results.
APAC Compliance AML and Sanctions regulation experience
Able to maintain composure under pressure and make sound decisions.
Must display a high level of professional judgment, commitment, integrity, teamwork, and customer service.
Ability to learn and adapt to new internal processes and systems.
Proficient in the use of a personal computer and its applications, including Windows and Windows based applications (Word, Excel, Power Point, etc.).
Thrives working in a fast paced environment while maintaining composure and able to make sound decisions under pressure.
5+ years regulatory compliance, audit, and/or compliance testing experience.
Proven knowledge of AML and Sanctions regulations and guidance